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Insomnia and Excessive Daytime Sleepiness: A Merck Manual of Patient Symptoms podcast
The most commonly reported sleep-related symptoms are insomnia and excessive daytime sleepiness (EDS).
EDS is not a disorder but a symptom of various sleep-related disorders. Insomnia can be a disorder, even if it exists in the context of other disorders, or can be a symptom of other disorders. Parasomnias are abnormal sleep-related events.
Pathophysiology
There are 2 states of sleep, each marked by characteristic physiologic changes:
Progression through the 3 stages, typically followed by a brief interval of REM sleep, occurs cyclically 5 to 6 times a night (see Fig. 1: Sleep and Wakefulness Disorders: Typical sleep pattern in young adults. ). Brief periods of wakefulness (stage W) occur periodically.
Individual sleep requirements vary widely, ranging from 6 to 10 h/24 h. Infants sleep a large part of the day; with aging, total sleep time and deep sleep tend to decrease, and sleep becomes more interrupted. In the elderly, stage N3 may disappear. These changes may account for increasing EDS and fatigue with aging, but their clinical significance is unclear.
Etiology
Some disorders can cause either insomnia or EDS (sometimes both), and some cause one or the other (see Table 1: Sleep and Wakefulness Disorders: Some Causes of Insomnia and Excessive Daytime Sleepiness ).
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Table 1
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| Some Causes of Insomnia and Excessive Daytime Sleepiness |
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Disorder
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Insomnia
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Excessive Daytime Sleepiness
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Inadequate sleep hygiene
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√
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√
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Adjustment insomnia
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√
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Psychophysiologic insomnia
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√
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Physical or mental sleep disorders
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√
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√
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Insufficient sleep syndrome
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√
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Drug-dependent and drug-induced sleep disorders
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√
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√
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Obstructive sleep apnea
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√
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Central sleep apnea syndrome
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√
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Circadian rhythm sleep disorders
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√
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√
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Narcolepsy
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√
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Periodic limb movement disorder
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√
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√
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Restless legs syndrome
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√
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√ = commonly present (but insomnia and/or excessive daytime sleepiness can occur in any of these disorders).
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Insomnia is most often caused by
EDS is most often caused by
Inadequate sleep hygiene refers to behaviors that are not conducive to sleep. They include consumption of caffeine or sympathomimetic or other stimulant drugs (typically near bedtime, but even in the afternoon for people who are particularly sensitive), exercise or excitement (eg, a thrilling TV show) late in the evening, and an irregular sleep-wake schedule. Patients who compensate for lost sleep by sleeping late or by napping further fragment their nocturnal sleep.
Adjustment insomnia results from acute emotional stressors (eg, job loss, hospitalization) that disrupt sleep.
Psychophysiologic insomnia is insomnia (regardless of cause) that persists well beyond resolution of precipitating factors, usually because patients feel anticipatory anxiety about the prospect of another sleepless night followed by another day of fatigue. Typically, patients spend hours in bed focusing on and brooding about their sleeplessness, and they have greater difficulty falling asleep in their own bedroom than falling asleep away from home.
Physical disorders that cause pain or discomfort (eg, arthritis, cancer, herniated disks), particularly those that worsen with movement, can cause transient awakenings and poor sleep quality. Nocturnal seizures can also interfere with sleep.
Most major mental disorders are associated with EDS and insomnia. About 80% of patients with major depression report EDS and insomnia; conversely, 40% of chronic insomniacs have a major mental disorder, most commonly a mood disorder.
Insufficient sleep syndrome involves not sleeping enough at night despite adequate opportunity to do so, typically because of various social or employment commitments.
Drug-related sleep disorders result from chronic use of or withdrawal from various drugs (see Table 2: Sleep and Wakefulness Disorders: Some Drugs That Interfere With Sleep ).
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Table 2
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| Some Drugs That Interfere With Sleep |
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Cause
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Example
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Drug use
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Alcohol
Anticonvulsants (eg, phenytoin)
Antimetabolite chemotherapy
Certain antidepressants of the SSRI, SNRI, MAOI, and TCA classes
CNS stimulants (eg, amphetamines, caffeine)
Oral contraceptives
Propranolol
Steroids (anabolic steroids, corticosteroids)
Thyroid hormone preparations
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Drug withdrawal
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Alcohol
Certain antidepressants of the SSRI, SNRI, MAOI, and TCA classes
CNS depressants (eg, barbiturates, opioids, sedatives)
Illicit drugs (eg, cocaine, heroin, marijuana, phencyclidine)
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MAOI = monoamine oxidase inhibitor; SNRI = serotonin-norepinephrine reuptake inhibitor; TCA = tricyclic antidepressant.
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Circadian rhythm disorders result in misalignment between endogenous sleep-wake rhythms and environmental light-darkness cycle. The cause may be external (eg, jet lag disorder, shift work disorder) or internal (eg, delayed or advanced sleep phase disorder).
Central sleep apnea consists of repeated episodes of breathing cessation or shallow breathing during sleep, lasting at least 10 sec and caused by diminished respiratory effort. The disorder typically manifests as insomnia or as disturbed and unrefreshing sleep.
Obstructive sleep apnea consists of episodes of partial or complete closure of the upper airway during sleep, leading to cessation of breathing for ≥ 10 sec. Most patients snore, and sometimes patients awaken, gasping. These episodes disrupt sleep and result in a feeling of unrefreshing sleep and EDS.
Narcolepsy is characterized by chronic EDS, often with cataplexy, sleep paralysis, and hypnagogic or hypnopompic hallucinations. Cataplexy is momentary muscular weakness or paralysis without loss of consciousness that is evoked by sudden emotional reactions (eg, mirth, anger, fear, joy, surprise). Weakness may be confined to the limbs (eg, patients may drop the rod when a fish strikes their line) or may cause a limp fall during hearty laughter (as in “weak with laughter”) or sudden anger. Sleep paralysis is the momentary inability to move when just falling asleep or immediately after awakening. Hypnagogic and hypnopompic phenomena are vivid auditory or visual illusions or hallucinations that occur when just falling asleep (hypnagogic) or, less often, immediately after awakening (hypnopompic).
Periodic limb movement disorder is characterized by repetitive (usually every 20 to 40 sec) twitching or kicking of the lower extremities during sleep. Patients usually complain of interrupted nocturnal sleep or EDS. They are typically unaware of the movements and brief arousals that follow, and they have no abnormal sensations in the extremities.
Restless legs syndrome is characterized by an irresistible urge to move the legs and, less frequently, the arms, usually accompanied by paresthesias (eg, creeping or crawling sensations) in the limbs when reclining. To relieve symptoms, patients move the affected extremity by stretching, kicking, or walking. As a result, they have difficulty falling asleep, repeated nocturnal awakenings, or both.
Evaluation
History
History of present illness should include duration and age at onset of symptoms and any events (eg, a life or work change, new drug, new medical disorder) that coincided with onset. Symptoms during sleeping and waking hours should be noted. The quality and quantity of sleep are identified by determining bedtime, latency of sleep (time from bedtime to falling asleep), number and time of awakenings, final morning awakening and arising times, and frequency and duration of naps. Having patients keep a sleep log for several weeks is more accurate than questioning them. Bedtime events (eg, food or alcohol consumption, physical or mental activity) should be evaluated. Intake of and withdrawal from drugs, alcohol, caffeine, and nicotine as well as level and timing of physical activity should also be included.
If EDS is the problem, severity should be quantified based on the propensity for falling asleep in different situations (eg, resting comfortably vs when driving a car). The Epworth Sleepiness Scale (see Table 3: Sleep and Wakefulness Disorders: Epworth Sleepiness Scale ) may be used; a cumulative score ≥ 10 represents abnormal daytime sleepiness.
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Table 3
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| Epworth Sleepiness Scale |
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Situation
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Sitting and reading
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Watching TV
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Sitting inactive in a public place
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Riding as a car passenger for 1 h continuously
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Lying down to rest in the afternoon
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Sitting and talking to someone
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Sitting quietly after lunch (no alcohol)
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Sitting in a car stopped for a few minutes in traffic
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For each situation, probability of dozing is self-rated as none (0), slight (1), moderate (2), or high (3). A score of ≥ 10 suggests abnormal daytime sleepiness.
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Review of systems should check for symptoms of specific sleep disorders, including snoring, interrupted breathing patterns, and other nocturnal respiratory disturbances (sleep apnea syndromes); depression, anxiety, mania, and hypomania (mental sleep disorders); restlessness in the legs, an irresistible desire to move them, and jerking leg movements (restless legs syndrome); and cataplexy, sleep paralysis, and hypnagogic phenomena (narcolepsy). Bed partners or other family members can best identify some of these symptoms.
Past medical history should check for known disorders that can interfere with sleep, including COPD, asthma, heart failure, hyperthyroidism, gastroesophageal reflux, neurologic disorders (particularly movement and degenerative disorders), and painful disorders (eg, RA). Risk factors for obstructive sleep apnea include obesity, heart disorders, hypertension, stroke, smoking, snoring, and nasal trauma. Drug history should include questions about use of any drugs associated with sleep disturbance (see Table 2: Sleep and Wakefulness Disorders: Some Drugs That Interfere With Sleep ).
Physical examination
The physical examination is useful mainly for identifying signs associated with obstructive sleep apnea. Signs include obesity with fat distributed around the neck or midriff; large neck circumference (≥ 43.2 cm in males, ≥ 40.6 cm in females); mandibular hypoplasia and retrognathia; nasal obstruction; enlarged tonsils, tongue, uvula, or soft palate (Mallampati score 3 or 4 —see Fig. 2: Sleep and Wakefulness Disorders: Mallampati scoring. ); decreased pharyngeal patency; increased obstruction of uvula and soft palate by the tongue; and redundant pharyngeal mucosa. The chest should be examined for expiratory wheezes and kyphoscoliosis. Signs of right ventricular failure should be noted. A thorough neurologic examination should be done.
Red flags
The following findings are of particular concern:
Interpretation of findings
Inadequate sleep hygiene and situational stressors are usually apparent in the history. EDS that disappears when sleep time is increased (eg, on weekends or vacations) suggests inadequate sleep syndrome. EDS that is accompanied by cataplexy, hypnagogic/hypnopompic hallucinations, or sleep paralysis suggests narcolepsy.
Difficulty falling asleep (sleep-onset insomnia) should be distinguished from difficulty maintaining sleep (sleep maintenance insomnia). Sleep-onset insomnia suggests delayed sleep phase syndrome, chronic psychophysiologic insomnia, or childhood phobias. Sleep maintenance insomnia suggests major depression, central or obstructive sleep apnea, periodic limb movement disorder, or aging. Falling asleep early and awakening early suggests advanced sleep phase syndrome. Clinicians should suspect obstructive sleep apnea in patients with significant snoring, frequent awakenings, and other risk factors. The STOP-BANG score can help predict risk of obstructive sleep apnea (see Table 4: Sleep and Wakefulness Disorders: STOP-BANG Risk Score for Obstructive Sleep Apnea ).
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Table 4
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STOP-BANG Risk Score for Obstructive Sleep Apnea |
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Item Evaluated
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Finding
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Snoring
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Loud snoring (louder than talking or loud enough to be heard through closed door)
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Tired
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Often fatigue or sleepiness during the daytime
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Observed
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Observed to stop breathing during sleep
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BP
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High BP or current treatment for hypertension
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BMI
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> 35 kg/m2
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Age
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> 50 yr
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Neck circumference
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> 40 cm (> 15 3/4 in)
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Gender
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Male
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≥ 3 findings = high risk of OSA.
< 3 findings = low risk of OSA.
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BMI = body mass index; OSA = obstructive sleep apnea.
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Testing
Tests are usually done when specific symptoms or signs suggest obstructive sleep apnea, nocturnal seizures, narcolepsy, periodic limb movement disorder, or other disorders whose diagnosis relies on identification of characteristic polysomnographic findings. Tests are also done when the clinical diagnosis is in doubt or when response to initial presumptive treatment is inadequate. If symptoms or signs strongly suggest certain causes (eg, restless legs syndrome, poor sleep habits, transient stress, shift work disorder), testing is not required.
Polysomnography is particularly useful when obstructive sleep apnea, narcolepsy, nocturnal seizures, periodic limb movement disorder, or parasomnias is suspected. It also helps clinicians evaluate violent and potentially injurious sleep-related behaviors. It monitors brain activity (via EEG), eye movements, heart rate, respirations, O2 saturation, and muscle tone and activity during sleep. Video recording may be used to identify abnormal movements during sleep. Polysomnography is typically done in a sleep laboratory; equipment for home use has been devised but is not widely used and is intended to help diagnose only obstructive sleep apnea, not any other sleep disorders.
The multiple sleep latency test assesses speed of sleep onset in 5 daytime nap opportunities 2 h apart during the patient's typical daytime. Patients lie in a darkened room and are asked to sleep. Onset and stage of sleep (including REM) are monitored by polysomnography to determine the degree of sleepiness. This test's main use is in the diagnosis of narcolepsy.
For the maintenance of wakefulness test, patients are asked to stay awake in a quiet room during 4 wakefulness opportunities 2 h apart while they sit in a bed or a recliner. This test is probably a more accurate measure of ability to remain awake in everyday situations.
Patients with EDS may require laboratory tests of renal, liver, and thyroid function.
Treatment
Specific conditions are treated. Good sleep hygiene (see Table 5: Sleep and Wakefulness Disorders: Sleep Hygiene ) is important whatever the cause and is often the only treatment patients with mild problems need.
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Table 5
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| Sleep Hygiene |
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Measure
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Implementation
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Regular sleep/wake schedule
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Bedtime and particularly wake-up time should be the same each day, including weekends. Patients should not spend excessive time in bed.
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Appropriate use of the bed
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Limiting time in bed improves sleep continuity. If unable to fall sleep within 20 min, patients should get out of bed and return when sleepy. The bed should not be used for activities other than sleep or sex (eg, for reading, eating, watching television, or paying bills).
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Avoidance of daytime naps, except by shift workers, the elderly, and patients with narcolepsy
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Daytime naps may aggravate sleeplessness in patients with insomnia. However, naps decrease the need for stimulants in patients with narcolepsy and improve performance in shift workers. Naps should be taken at the same time each day and limited to 30 min.
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Regular routine before bedtime
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A pattern of activities—brushing teeth, washing, setting the alarm clock—can set the mood for sleep. Bright lights should be avoided before bedtime and during nocturnal awakenings.
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Sleep-conducive environment
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The bedroom should be dark, quiet, and reasonably cool; it should be used only for sleep and sexual activity. Heavy curtains or a sleep mask can eliminate light, and earplugs, fans, or white-noise devices can help eliminate disturbing noise.
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Pillows
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Pillows between the knees or under the waist can increase comfort. For patients with back problems, lying supine with a large pillow under the knees can help.
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Regular exercise
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Exercise promotes sleep and reduces stress, but if done in the late evening, it can stimulate the nervous system and interfere with falling asleep.
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Relaxation
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Stress and worry interfere with sleep. Reading or taking a warm bath before bedtime can aid relaxation. Techniques such as visual imagery, progressive muscle relaxation, and breathing exercises can be used. Patients should not watch the clock.
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Avoidance of stimulants and diuretics
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Drinking alcoholic or caffeinated beverages, smoking, eating caffeinated foods (eg, chocolate), and taking appetite suppressants, or prescription diuretics—especially near bedtime—should be avoided.
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Bright light exposure while awake
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Light exposure during the day can help rectify circadian rhythms.
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Hypnotics
General guidelines for use of hypnotics (see Table 6: Sleep and Wakefulness Disorders: Guidelines for the Use of Hypnotics ) aim at minimizing abuse, misuse, and addiction.
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Table 6
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| Guidelines for the Use of Hypnotics |
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Define a clear indication and treatment goal.
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Prescribe the lowest effective dose.
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Except for specific hypnotics and patients, limit duration of use to a few weeks.
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Individualize the dose for each patient.
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Use lower doses in patients also taking a CNS depressant, in the elderly, and in patients with hepatic or renal disorders.
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Avoid* if patients have sleep apnea or respiratory disorders or a history of sedative abuse, if they are drinking alcohol, or if they are pregnant.
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For patients who need longer-term treatment, consider intermittent therapy.
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Avoid abruptly stopping the drug if possible (ie, taper it).
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Re-evaluate drug treatment regularly; assess efficacy and adverse events.
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*Ramelteon is an exception; it can be given to patients with mild to moderate obstructive sleep apnea or COPD or a history of sedative abuse.
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For commonly used hypnotics, see Table 7: Sleep and Wakefulness Disorders: Oral Hypnotics in Common Use . All hypnotics, except ramelteon and low-dose doxepin, act at the benzodiazepine recognition site on the γ-aminobutyric (GABA) receptor and augment the inhibitory effects of GABA. The drugs differ primarily in elimination half-life and onset of action. Drugs with a short half-life are used for sleep-onset insomnia. Drugs with a longer half-life are useful for both sleep-onset and sleep maintenance insomnia, or, in the case of low-dose doxepin, only for sleep maintenance insomnia; some hypnotics (eg, older benzodiazepines) have greater potential for daytime carryover effects, especially after prolonged use and/or in the elderly. New drugs with a very short duration of action (low-dose sublingual zolpidem) can be taken in the middle of the night, during a nocturnal awakening, as long as patients stay in bed for at least 4 h after use. Patients who experience daytime sedation, incoordination, or other daytime effects should avoid activities requiring alertness (eg, driving), and the dose should be reduced, the drug stopped, or, if needed, another drug used. Other adverse effects include amnesia, hallucinations, incoordination, and falls.
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Table 7
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| Oral Hypnotics in Common Use |
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Drug
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Half Life* (h)
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Dose (mg)†
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Comments
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Benzodiazepine receptor agonists: Benzodiazepines
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Estazolam
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10–24
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0.5–2
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Effective for sleep induction and maintenance
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Flurazepam
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47–100
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15–30
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High risk of next-day residual sedation; not recommended for the elderly
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Quazepam
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39–100
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7.5–15
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High lipophilicity, which may mitigate residual sedation in first 7–10 days of continuous use
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Temazepam
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9.5–12.4
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7.5–15
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Longest latency for sleep induction
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Triazolam
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1.5−5.5
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0.25–0.5
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May cause anterograde amnesia; high likelihood of tolerance and rebound after repeated use
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Benzodiazepine receptor agonists: Nonbenzodiazepines
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Eszopiclone
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6
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1–3
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Effective for sleep-onset insomnia and sleep maintenance insomnia; no tolerance with up to 6 mo nightly use
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Zaleplon
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1
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5–20
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Ultrashort-acting; can be given for sleep-onset insomnia or after nocturnal awakening (if patients can spend at least 4 h in bed after taking the drug)
When given at normal bedtime, least likely to have residual effects
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Zolpidem, tablets
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2.5
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5–10
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Effective for sleep-onset insomnia only
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Zolpidem, extended-release
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2.8
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6.25–12.5
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Effective for sleep-onset insomnia and sleep maintenance insomnia; no tolerance with up to 6 mo of use 3 to 7 nights/wk
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Zolpidem, sublingual‡
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2.9
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5, 10
Men: 3.5
Women: 1.75
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More rapid onset of action than zolpidem tablets
Higher doses used for sleep-onset insomnia
Lower doses used for early awakening (should not be taken unless patients can spend at least 4 h in bed after taking the drug)
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Zolpidem oral spray‡
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2.7
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5, 10
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Used for sleep-onset insomnia
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Melatonin receptor agonists
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Ramelteon
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1–5
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8
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Useful only for sleep-onset insomnia; one of 2 hypnotics that is not associated with abuse liability
Can be safely given to patients with mild to moderate obstructive sleep apnea or COPD
No difficulties with long-term use
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Tricylic antidepressants
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Doxepin, ultra low dose
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3, 6
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Indicated for sleep maintenance insomnia
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*Includes parent and active metabolites. Arranged in order from longest to shortest half-life.
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†Dose given at bedtime.
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‡Newer forms of zolpidem.
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Hypnotics should be used cautiously in patients with pulmonary insufficiency. In the elderly, any hypnotic, even in small doses, can cause restlessness, excitement, or exacerbation of delirium and dementia. Rarely, hypnotics can cause complex sleep-related behaviors, such as sleepwalking and even sleep driving; use of higher-than-recommended doses and concurrent consumption of alcoholic beverages may increase risk of such behaviors. Rarely, severe allergic reactions occur.
Prolonged use is typically discouraged because tolerance can develop (see Drug Use and Dependence: Chronic effects) and because abrupt discontinuation can cause rebound insomnia or even anxiety, tremor, and seizures. These effects are more common with benzodiazepines (particularly triazolam) and less common with nonbenzodiazepines. Difficulties can be minimized by using the lowest effective dose for brief periods and by tapering the dose before stopping the drug (see also Drug Use and Dependence: Withdrawal and detoxification). Nevertheless, many patients with chronic insomnia require long-term treatment with hypnotics; such treatment should not be withheld because chronic sleeplessness by itself can disrupt emotional and physical well-being.
Other sedatives
Many drugs not specifically indicated for insomnia are used to induce and maintain sleep.
Many patients use alcohol to help them sleep, but alcohol is a poor choice because after prolonged use and at higher doses, it produces unrefreshing, disturbed sleep with frequent nocturnal awakenings, often increasing daytime sleepiness. Alcohol can further impair respiration during sleep in patients with obstructive sleep apnea and other pulmonary disorders such as COPD.
OTC antihistamines (eg, doxylamine, diphenhydramine) can induce sleep. However, efficacy is unpredictable, and these drugs have adverse effects such as daytime sedation, confusion, and systemic anticholinergic effects, which are particularly worrisome in the elderly.
Low doses of some antidepressants at bedtime (eg, doxepin 25 to 50 mg, paroxetine 5 to 20 mg, trazodone 50 mg, trimipramine 75 to 200 mg) may improve sleep. However, antidepressants should be used in these low doses mainly when standard hypnotics are not tolerated (rare) or in higher (antidepressant) doses when depression is present. Ultra low dose doxepin (3 or 6 mg) is now indicated for sleep maintenance insomnia.
Melatonin is a hormone that is secreted by the pineal gland (and that occurs naturally in some foods). Darkness stimulates secretion, and light inhibits it. By binding with melatonin receptors in the suprachiasmatic nucleus, melatonin mediates circadian rhythms, especially during physiologic sleep onset. Oral melatonin (typically 0.5 to 5 mg at bedtime) may be effective for sleep problems due to delayed sleep phase syndrome. When used to treat this disorder, it must be taken at the appropriate time (when endogenous melatonin is normally secreted, in early evening for most people, typically 3 to 5 h before the intended bedtime) and at a low dose of 0.5 to 1 mg; taken at the wrong time, it can aggravate sleep problems. For other forms of insomnia, melatonin's efficacy is largely unproved, and its safety is in question because it appears to stimulate coronary artery changes in animals. Nevertheless, worrisome adverse effects have not been reported after widespread use. Available preparations of melatonin are unregulated, so content and purity cannot be ensured, and the effects of long-term use are unknown. Its use should be supervised by a physician.
Key Points
Last full review/revision November 2012 by Karl Doghramji, MD
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