Respiratory distress syndrome is caused by pulmonary surfactant deficiency or inactivation in the lungs of neonates, most commonly in those born prematurely. Risk increases with degree of prematurity. Symptoms and signs include grunting respirations, use of accessory muscles, and nasal flaring appearing soon after birth. Postnatal diagnosis is clinical and radiographic. Treatment is surfactant therapy, respiratory support as needed, and measures to prevent the development of subsequent bronchopulmonary dysplasia.
(See also Overview of Perinatal Respiratory Disorders.)
Extensive physiologic changes accompany the birth process, sometimes unmasking conditions that posed no problem during intrauterine life. For that reason, a clinician with neonatal resuscitation skills should attend each birth. Gestational age and growth parameters help identify the risk of neonatal pathology.
Etiology of Respiratory Distress Syndrome in Neonates
Surfactant is not produced in adequate amounts until relatively late in gestation (34 to 36 weeks); thus, risk of respiratory distress syndrome (RDS) increases with decreasing gestational age. Although typically a disease of premature infants, even early term (37 weeks to 38 weeks 6 days) infants have a higher risk of RDS than infants born at 39 weeks gestational age or later (1).
More mature infants can also have surfactant deficiency because of mutations in genes encoding for surfactant proteins or proteins necessary for surfactant binding and transport (surfactant protein [SP-B and SP-C] and ATP-binding cassette transporter A3 [ABCA3] genes) or maternal disease such as diabetes (type 1, type 2, or gestational) (1, 2).
Other risk factors that have been reported for RDS include advanced maternal age, intrauterine distress, cesarean delivery, and male sex (3, 4).
Etiology references
1. Yildiz Atar H, Baatz JE, Ryan RM. Molecular Mechanisms of Maternal Diabetes Effects on Fetal and Neonatal Surfactant. Children (Basel). 2021;8(4):281. Published 2021 Apr 6. doi:10.3390/children8040281
2. Nogee LM. Genetic causes of surfactant protein abnormalities. Curr Opin Pediatr. 2019;31(3):330-339. doi:10.1097/MOP.0000000000000751
3. Gould AJ, Ding JJ, Recabo O, et al. Risk factors for respiratory distress syndrome among high-risk early-term and full-term deliveries. J Matern Fetal Neonatal Med. 2022;35(26):10401-10405. doi:10.1080/14767058.2022.2128657
4. Dani C, Reali MF, Bertini G, et al. Risk factors for the development of respiratory distress syndrome and transient tachypnoea in newborn infants. Italian Group of Neonatal Pneumology. Eur Respir J. 1999;14(1):155-159. doi:10.1034/j.1399-3003.1999.14a26.x
Pathophysiology of Respiratory Distress Syndrome in Neonates
Pulmonary surfactant is a mixture of phospholipids and lipoproteins secreted by type II pneumocytes (see Neonatal Pulmonary Function). It diminishes the surface tension of the water film that lines alveoli, thereby decreasing the tendency of alveoli to collapse and the work required to inflate them.
With surfactant deficiency, a greater pressure is needed to open the alveoli. Without adequate airway pressure, the lungs become diffusely atelectatic, triggering inflammation and pulmonary edema. Because blood passing through the atelectatic portions of lung is not oxygenated (forming a right-to-left intrapulmonary shunt), the infant becomes hypoxemic. Lung compliance is decreased, thereby increasing the work of breathing. In severe cases, the diaphragm and intercostal muscles fatigue, leading to hypoventilation, carbon dioxide retention, and respiratory acidosis.
Complications of RDS
Complications of RDS include pneumothorax and other air-leak syndromes, intracranial hemorrhage, bronchopulmonary dysplasia, sepsis and pneumonia, and death (1, 2).
Pathophysiology references
1. Sun H, Xu F, Xiong H, et al. Characteristics of respiratory distress syndrome in infants of different gestational ages. Lung. 2013;191(4):425-433. doi:10.1007/s00408-013-9475-3
2. Ogata ES, Gregory GA, Kitterman JA, Phibbs RH, Tooley WH. Pneumothorax in the respiratory distress syndrome: incidence and effect on vital signs, blood gases, and pH. Pediatrics. 1976;58(2):177-183.
Symptoms and Signs of Respiratory Distress Syndrome in Neonates
Symptoms and signs of RDS include rapid, labored, grunting respirations appearing immediately or within a few hours after delivery, with suprasternal and substernal retractions and flaring of the nasal alae. As atelectasis and respiratory failure progress, symptoms worsen, with cyanosis, lethargy, irregular breathing, and apnea, and may ultimately lead to cardiac failure if adequate lung expansion, ventilation, and oxygenation are not established.
Neonates weighing < 1000 g may have lungs so noncompliant they are unable to initiate or sustain respirations in the delivery room.
On examination, breath sounds are decreased, and crackles may be heard.
Diagnosis of Respiratory Distress Syndrome in Neonates
Arterial blood gases (hypoxemia and hypercapnia)
Chest radiograph
Blood, cerebrospinal fluid, and tracheal aspirate cultures
Diagnosis of RDS is by clinical presentation, including recognition of risk factors; arterial or capillary blood gases showing hypoxemia and hypercapnia; and chest radiograph. Chest radiograph shows diffuse atelectasis classically described as having a ground-glass appearance with visible air bronchograms and low lung expansion; appearance correlates loosely with clinical severity.
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Differential diagnosis includes:
Aspiration
Neonates typically require blood cultures. Cerebrospinal fluid cultures are not routinely performed after birth because there is low incidence of meningitis associated with early-onset sepsis, but they may be performed in certain cases (eg, blood cultures are positive for gram-negative bacilli, concern of late-onset sepsis) (1). Clinically, group B streptococcal pneumonia is extremely difficult to differentiate from RDS; thus, antibiotics should be started empirically pending culture results.
Screening
Diagnosis references
1. Srinivasan L, Harris MC, Shah SS. Lumbar puncture in the neonate: Challenges in decision making and interpretation. Semin Perinatol. 2012;36(6):445–453. doi:10.1053/j.semperi.2012.06.007
2. Johnson LM, Johnson C, Karger AB. End of the line for fetal lung maturity testing. Clin Biochem. 2019;71:74-76. doi:10.1016/j.clinbiochem.2019.07.003
3. ACOG Committee Opinion No. 765: Avoidance of Nonmedically Indicated Early-Term Deliveries and Associated Neonatal Morbidities. Obstet Gynecol. 2019;133(2):e156-e163. doi:10.1097/AOG.0000000000003076
Treatment of Respiratory Distress Syndrome in Neonates
Surfactant if indicated
Supplementary oxygen as needed
Ventilatory support as needed, with a preference for noninvasive strategies
Specific treatment of RDS is surfactant therapy. This therapy may be delivered intratracheally with an endotracheal tube, but less-invasive surfactant administration (LISA) via a small catheter inserted into the trachea is also acceptable. Surfactant may also be administered via supraglottic or laryngeal mask airway (1–3).
Surfactant hastens recovery and decreases risk of pneumothorax, pulmonary interstitial emphysema, intraventricular hemorrhage, bronchopulmonary dysplasia, and neonatal mortality in the hospital and at age 1 year (4). Options for surfactant replacement include bovine- and porcine-derived as well as synthetic products.
Surfactant may be administered prophylactically (eg, given to all infants below a certain gestational age) or selectively (eg, given only to infants who require intubation). Criteria for administration are highly center-specific.
Less-invasive ventilation techniques, such as nasal continuous positive airway pressure (CPAP) or noninvasive or nasal intermittent positive pressure ventilation (NIPPV), are preferred because of the decreased risk of death and development of bronchopulmonary dysplasia, even in very preterm infants (1, 2, 5–7). However, mechanical ventilation is still required in some for adequate ventilation and/or oxygenation.
Lung compliance can improve rapidly after therapy. If the neonate is mechanically ventilated, the ventilator peak inspiratory pressure may need to be lowered rapidly to reduce risk of a pulmonary air leak. Other ventilator parameters (eg, fraction of inspired oxygen [FIO2], rate) also may need to be reduced.
Treatment references
1. Durlak W, Thébaud B. BPD: Latest Strategies of Prevention and Treatment. Neonatology. 2024;121(5):596-607. doi:10.1159/000540002
2. Abiramalatha T, Ramaswamy VV, Bandyopadhyay T, et al. Interventions to Prevent Bronchopulmonary Dysplasia in Preterm Neonates: An Umbrella Review of Systematic Reviews and Meta-analyses. JAMA Pediatr. 2022;176(5):502-516. doi:10.1001/jamapediatrics.2021.6619
3. Kakkilaya V, Gautham KS. Should less invasive surfactant administration (LISA) become routine practice in US neonatal units?. Pediatr Res. 2023;93(5):1188-1198. doi:10.1038/s41390-022-02265-8
4. Challis P, Nydert P, Håkansson S, Norman M. Association of Adherence to Surfactant Best Practice Uses With Clinical Outcomes Among Neonates in Sweden. JAMA Netw Open. 2021;4(5):e217269. Published 2021 May 3. doi:10.1001/jamanetworkopen.2021.7269
5. Mahmoud RA, Schmalisch G, Oswal A, Christoph Roehr C. Non-invasive ventilatory support in neonates: An evidence-based update. Paediatr Respir Rev. 2022;44:11-18. doi:10.1016/j.prrv.2022.09.001
6. Blennow M, Bohlin K. Surfactant and noninvasive ventilation. Neonatology. 2015;107(4):330–336. doi:10.1159/000381122
7. Chen IL, Chen HL. New developments in neonatal respiratory management. Pediatr Neonatol. 2022;63(4):341-347. doi:10.1016/j.pedneo.2022.02.002
Prognosis for Respiratory Distress Syndrome in Neonates
Prognosis with treatment is good; mortality in the United States was approximately 6% in 2014 (1). With adequate ventilatory support alone, surfactant production eventually begins, and once production begins, RDS resolves within 4 or 5 days. However, in the meantime, severe hypoxemia can result in multiple organ failure and death.
A greater degree of prematurity is associated with higher risk of bronchopulmonary dysplasia (chronic lung disease of prematurity) (2).
Prognosis references
1. Donda K, Vijayakanthi N, Dapaah-Siakwan F, Bhatt P, Rastogi D, Rastogi S. Trends in epidemiology and outcomes of respiratory distress syndrome in the United States. Pediatr Pulmonol. 2019;54(4):405-414. doi:10.1002/ppul.24241
2. Sun H, Xu F, Xiong H, et al. Characteristics of respiratory distress syndrome in infants of different gestational ages. Lung. 2013;191(4):425-433. doi:10.1007/s00408-013-9475-3
Prevention of Respiratory Distress Syndrome in Neonates
When a fetus must be delivered before 34 weeks gestation, giving the pregnant patient betamethasone or dexamethasone before delivery induces fetal surfactant production and reduces the risk of RDS or decreases its severity (When a fetus must be delivered before 34 weeks gestation, giving the pregnant patient betamethasone or dexamethasone before delivery induces fetal surfactant production and reduces the risk of RDS or decreases its severity (1). (See Preterm Labor.)
Neonates born at < 30 weeks gestation, especially those who were not exposed to antenatal glucocorticoids, are at high risk of developing RDS. Along with noninvasive ventilatory strategies, including CPAP, early selective surfactant therapy (provided within 1 to 2 hours after birth to infants showing signs of RDS) seems superior from an efficacy and adverse effect perspective to universal prophylactic surfactant administration based on gestational age alone (2–6).
Prevention references
1. McGoldrick E, Stewart F, Parker R, Dalziel SR. Antenatal corticosteroids for accelerating fetal lung maturation for women at risk of preterm birth. Cochrane Database Syst Rev. 2020;12(12):CD004454. Published 2020 Dec 25. doi:10.1002/14651858.CD004454.pub4
2. Abiramalatha T, Ramaswamy VV, Bandyopadhyay T, et al. Interventions to Prevent Bronchopulmonary Dysplasia in Preterm Neonates: An Umbrella Review of Systematic Reviews and Meta-analyses. JAMA Pediatr. 2022;176(5):502-516. doi:10.1001/jamapediatrics.2021.6619
3. Murphy MC, Miletin J, Klingenberg C, et al. Prophylactic Oropharyngeal Surfactant for Preterm Newborns at Birth: A Randomized Clinical Trial. JAMA Pediatr. 2024;178(2):117-124. doi:10.1001/jamapediatrics.2023.5082
4. Dargaville PA, Kamlin COF, Orsini F, et al. Effect of Minimally Invasive Surfactant Therapy vs Sham Treatment on Death or Bronchopulmonary Dysplasia in Preterm Infants With Respiratory Distress Syndrome: The OPTIMIST-A Randomized Clinical Trial. JAMA. 2021;326(24):2478-2487. doi:10.1001/jama.2021.21892
5. Göpel W, Rausch TK, Mitschdörfer B, et al. A randomised controlled trial in preterm infants comparing prophylactic with selective "less invasive surfactant administration" (pro.LISA). Trials. 2023;24(1):612. Published 2023 Sep 26. doi:10.1186/s13063-023-07603-7
6. Rojas-Reyes MX, Morley CJ, Soll R. Prophylactic versus selective use of surfactant in preventing morbidity and mortality in preterm infants. Cochrane Database Syst Rev. 2012;2012(3):CD000510. Published 2012 Mar 14. doi:10.1002/14651858.CD000510.pub2
Key Points
Respiratory distress syndrome (RDS) is caused by pulmonary surfactant deficiency, which most commonly occurs in neonates born prematurely; deficiency is worse with increasing prematurity.
With surfactant deficiency, alveoli close or fail to open, and the lungs become diffusely atelectatic, triggering inflammation and pulmonary edema.
In addition to causing respiratory insufficiency, RDS increases risk of intraventricular hemorrhage, tension pneumothorax, bronchopulmonary dysplasia, sepsis and pneumonia, and death.
Diagnose clinically and with chest radiograph; exclude pneumonia and sepsis by appropriate cultures.
Give respiratory support as needed and treat with noninvasive ventilatory support and surfactant (if indicated).
Give the pregnant patient several doses of betamethasone or dexamethasone if time allows and she must deliver between 24 weeks and 34 weeks gestation; glucocorticoids induce fetal surfactant production and reduce the risk and/or severity of RDS.Give the pregnant patient several doses of betamethasone or dexamethasone if time allows and she must deliver between 24 weeks and 34 weeks gestation; glucocorticoids induce fetal surfactant production and reduce the risk and/or severity of RDS.
Drugs Mentioned In This Article
