Ventilator-Associated Pneumonia

BySanjay Sethi, MD, University at Buffalo, Jacobs School of Medicine and Biomedical Sciences
Reviewed/Revised Feb 2024
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Ventilator-associated pneumonia (VAP) develops at least 48 hours after endotracheal intubation. The most common pathogens are gram-negative bacilli and Staphylococcus aureus; antibiotic-resistant organisms are an important concern. In ventilated patients, pneumonia usually manifests as fever, increase in white blood cell count, worsening oxygenation, and increased tracheal secretions that may be purulent. Diagnosis is suspected on the basis of clinical presentation and chest x-ray and is sometimes confirmed by a positive blood culture for the same pathogen found in respiratory secretions or bronchoscopic sampling of the lower respiratory tract with quantitative Gram stain and cultures. Treatment is with antibiotics. Overall prognosis is poor, due in part to comorbidities.

(See also Overview of Pneumonia.)

Ventilator-associated pneumonia is pneumonia that develops at least 48 hours after endotracheal intubation or within 48 hours of extubation. Ventilator-associated pneumonia is a subset of hospital-acquired pneumonia,, which includes pneumonia in inpatients who are not receiving mechanical ventilation. Ventilator-associated pneumonia often involves more resistant pathogens and poorer outcomes than other forms of hospital-acquired pneumonia.

Etiology of Ventilator-Associated Pneumonia

The most common cause of ventilator-associated pneumonia is microaspiration of bacteria that colonize the oropharynx and upper airways in seriously ill patients.

Risk factors

Endotracheal intubation is the major risk factor for ventilator-associated pneumonia. Endotracheal intubation breaches airway defenses, impairs cough and mucociliary clearance, and facilitates microaspiration of bacteria-laden secretions that pool above the inflated endotracheal tube cuff. In addition, bacteria form a biofilm on and within the endotracheal tube that protects them from antibiotics and host defenses. The highest risk of ventilator-associated pneumonia occurs during the first 10 days after intubation. Ventilator-associated pneumonia occurs in 9 to 27% of mechanically ventilated patients (1).

Pathogens

Pathogens and antibiotic resistance patterns vary significantly among institutions and can vary within institutions over short periods (eg, month to month). Local antibiograms at the institutional level that are updated on a regular basis are essential in determining appropriate empiric antibiotic therapy. In general, the most important pathogens are

  • Pseudomonas aeruginosa

  • Methicillin-sensitive Staphylococcus aureus

  • Methicillin-resistant S. aureus (MRSA)

Other important pathogens include enteric gram-negative bacteria (mainly Enterobacter species, Klebsiella pneumoniae, Escherichia coli, Serratia marcescens, Proteus species, and Acinetobacter species).

Methicillin-sensitive S. aureus, Streptococcus pneumoniae, and Haemophilus influenzae are most commonly implicated when pneumonia develops within 4 to 7 days of hospitalization, whereas P. aeruginosa, MRSA, and enteric gram-negative organisms become more common with increasing duration of intubation or hospitalization.

Prior IV antibiotic treatment (within the previous 90 days) greatly increases the likelihood of antibiotic-resistant organisms, particularly MRSA and Pseudomonas infection in ventilator-associated pneumonia (2). Infection with a resistant organism markedly increases mortality and morbidity. Other risk factors for antibiotic-resistant organisms specific to ventilator-associated pneumonia include

  • Septic shock at time of ventilator-associated pneumonia

  • Acute respiratory distress syndrome (ARDS) preceding ventilator-associated pneumonia

  • Hospitalization for 5 days prior to the occurrence of ventilator-associated pneumonia

  • Acute renal replacement therapy prior to ventilator-associated pneumonia onset

High-dose corticosteroids increase the risk of Legionella and Pseudomonas infections. Chronic suppurative lung diseases such as cystic fibrosis and bronchiectasis increase the risk of gram-negative pathogens, including antibiotic-resistant strains.

Etiology references

  1. 1. Reignier J, Mercier E, Le Gouge A, et al: Effect of not monitoring residual gastric volume on risk of ventilator-associated pneumonia in adults receiving mechanical ventilation and early enteral feeding: a randomized controlled trial. JAMA 309(3):249–256, 2013. doi:10.1001/jama.2012.196377

  2. 2. Kalil AC, Metersky ML, Klompas M, et al: Management of adults with hospital-acquired and ventilator-associated pneumonia: 2016 clinical practice guidelines by the Infectious Diseases Society of America and the American Thoracic Society. Clin Infect Dis 63(5):e61–111, 2016.

Symptoms and Signs of Ventilator-Associated Pneumonia

Pneumonia in critically ill, mechanically ventilated patients typically causes fever and increased respiratory rate or heart rate or changes in respiratory parameters, such as an increase in purulent secretions or worsening hypoxemia.

Diagnosis of Ventilator-Associated Pneumonia

  • Chest x-ray and clinical criteria (limited accuracy)

  • Sometimes bronchoscopy or blood cultures

Diagnosis is imperfect. In practice, ventilator-associated pneumonia is often suspected on the basis of the appearance of a new infiltrate on a chest x-ray that is taken for evaluation of new symptoms or signs (eg, fever, increased secretions, worsening hypoxemia) or of leukocytosis. However, no symptom, sign, or x-ray finding is sensitive or specific for the diagnosis, because all can be caused by atelectasis, pulmonary embolism, or pulmonary edema and may be part of the clinical findings in acute respiratory distress syndrome.

Gram stain and semiquantitative cultures of endotracheal aspirates, though not definitive for identifying infection, are recommended for guiding treatment in ventilator-associated pneumonia. Bronchoscopic sampling of lower airway secretions for quantitative culture yields more reliable specimens that can differentiate colonization from infection. Information gained from bronchoscopic sampling reduces antibiotic use and assists in switching from broader to narrower antibiotic coverage. However, it has not been shown to improve outcomes.

Measurement of inflammatory mediators in bronchoalveolar lavage fluid or serum has not been shown to be reliable in deciding on initiation of antibiotics. The only finding that reliably identifies both pneumonia and the responsible organism is a pleural fluid culture (obtained via thoracentesis in a patient with pleural effusion) that is positive for a respiratory pathogen.

Blood cultures are also relatively specific if a respiratory pathogen is identified but are insensitive.

Treatment of Ventilator-Associated Pneumonia

  • Empirically chosen antibiotics active against resistant organisms

If ventilator-associated pneumonia is suspected, treatment is with antibiotics that are chosen empirically based on

  • Local sensitivity patterns

  • Patient risk factors for antibiotic-resistant pathogens

  • Prior microbiology results from patient samples demonstrating colonization with antibiotic-resistant pathogens

In the 2007 guidelines, the Infectious Diseases Society of America and the American Thoracic Society used very broad criteria for defining the population at risk of infection with antibiotic-resistant pathogens, which resulted in the majority of patients with ventilator-associated pneumonia VAP requiring broad-spectrum antibiotic therapy for MRSA and resistant Pseudomonas. The 2016 guidelines of the Infectious Diseases Society of America and the American Thoracic Society emphasize use of a narrower spectrum of empiric antibiotics when possible (1). Empiric therapy for ventilator-associated pneumonia without risk factors for antibiotic-resistant organisms and high mortality (mechanical ventilation for pneumonia or septic shock), in an institution where MRSA incidence is < 10% to 20% (of S. aureus isolates) and P. aeruginosa resistance is < 10% for commonly used empiric antipseudomonal antibiotics, could include any one of the following:

  • Levofloxacin

  • Imipenem

Pseudomonas and 1 drug with activity against MRSA:

  • oror

  • or

While indiscriminate use of antibiotics is a major contributor to development of antimicrobial resistance, adequacy of initial empiric antibiotics is a major determinant of a favorable outcome. Therefore, treatment must begin with initial use of broad-spectrum drugs. Patients should be reassessed 2 to 3 days after initiation of treatment, and antibiotics are then changed to the narrowest regimen possible based on clinical response and the results of cultures and antibiotic susceptibility testing.

Treatment reference

  1. 1. Kalil AC, Metersky ML, Klompas M, et al: Management of adults with hospital-acquired and ventilator-associated pneumonia: 2016 clinical practice guidelines by the Infectious Diseases Society of America and the American Thoracic Society. Clin Infect Dis 63(5):e61–111, 2016.

Prognosis for Ventilator-Associated Pneumonia

The mortality in ventilator-associated pneumonia is high despite the availability of effective antibiotics. However, not all mortality is attributable to the pneumonia itself; many of the deaths are related to the patient's comorbidities. Adequacy of initial antimicrobial therapy clearly improves prognosis. Infection with antibiotic-resistant bacteria worsens prognosis.

Prevention of Ventilator-Associated Pneumonia

There are a number of measures that can help prevent ventilator-associated pneumonia. Semiupright or upright positioning reduces risk of aspiration and pneumonia compared with recumbent positioning and is the simplest and most effective preventive method. Noninvasive ventilation using continuous positive airway pressure (CPAP) or bilevel positive airway pressure (BPAP) prevents the breach in airway defense that occurs with endotracheal intubation and eliminates the need for intubation in some patients, and has been associated with a reduced incidence of ventilator associated pneumonia.

Continuous aspiration of subglottic secretions using a specially designed endotracheal tube attached to a suction device reduces the risk of microaspiration and the incidence of ventilator-associated pneumonia; however, overall clinical outcomes are not altered. Silver-coated endotracheal tubes reduce biofilm formation and the incidence of ventilator-associated pneumonia; however, overall clinical outcomes are not altered.

Surveillance cultures and routinely changing ventilator circuits or endotracheal tubes have not been shown to decrease ventilator-associated pneumonia.

Key Points

  • Ventilator-associated pneumonia is pneumonia that develops at least 48 hours after endotracheal intubation.

  • Likely pathogens differ from those causing community-acquired pneumonia and often require initial empiric antibiotic therapy that is active against antibiotic-resistant organisms.

  • Diagnosis is difficult, with culture of a potential pathogen from pleural fluid or blood being the most specific finding.

  • Reassess patients 2 to 3 days after initiation of treatment, and change antibiotics based on available culture and clinical data.

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